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Stephen Mellert

Stephen Mellert
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Facing the Margin Call Tsunami

Posted by Stephen Mellert on May 1, 2020 4:13:01 PM

https://www.dtcc.com/dtcc-connection/articles/2020/april/15/facing-the-margin-call-tsunami

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Topics: News

Coronavirus Update - 16MAR2020

Posted by Stephen Mellert on Mar 16, 2020 4:46:10 PM

Matrix Applications has been monitoring the COVID-19 outbreak and has taken the appropriate steps — consistent with CDC, WHO and New York State & city recommendations — to help support the ongoing health and safety of our employees and customers.

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Coronavirus Update - 13MAR2020

Posted by Stephen Mellert on Mar 13, 2020 4:18:47 PM

Matrix Applications is monitoring the developing coronavirus pandemic closely and has invoked its Pandemic Response plan to insure uninterrupted service to its clients and constituents.  If you have questions or concerns, please send an email to Support@matrixapps.com and we will respond to your questions.

Other information can be found at New York's Department of Financial Services Guidance.

 

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FINRA publishes their 2019 Exam Priorities

Posted by Stephen Mellert on Jan 25, 2019 8:48:50 AM

In its 2019 Risk Monitoring and Examination Priorities Letter, FINRA outlined key areas of focus for 2019, including:

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Topics: FINRA

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